FCA-Regulated Forex Brokers Are Declining — 31 Platforms to Avoid
As of December 1, 2025, a total of 105 companies in the United Kingdom held CFD licences.
Original
Global Broker Regulation Inquiry App
About WikiFX
English
简体中文
繁體中文
English
Pусский
日本語
ภาษาไทย
Tiếng Việt
Bahasa Indonesia
Español
हिन्दी
Filippiiniläinen
Français
Deutsch
Português
Türkçe
한국어
العربية
FINRA Fines Arcadia Securities $40,000 for Net Capital Violations
Abstract：The Financial Industry Regulatory Authority (FINRA) has fined Arcadia Securities LLC $40,000 for failing to comply with minimum net capital requirements, according to a settlement agreement announced this week.
The Financial Industry Regulatory Authority (FINRA) has fined Arcadia Securities LLC $40,000 for failing to comply with minimum net capital requirements, according to a settlement agreement announced this week.
Between October 2023 and February 2024, Arcadia conducted securities business on three separate days while failing to maintain the required minimum net capital. These lapses violated Section 15(c)(3) of the Securities Exchange Act of 1934, Exchange Act Rule 15c3-1, and FINRA Rules 4110(b)(1) and 2010.
Additionally, from October 2023 to March 2025, Arcadia failed to implement and enforce a supervisory system reasonably designed to ensure compliance with net capital rules, in violation of FINRA Rules 3110 and 2010.
As part of the settlement, Arcadia is censured and must pay the $40,000 fine.
Founded in August 1998, Arcadia Securities is headquartered in New York, and operates four branch offices with 39 registered representatives. The firm provides a range of general securities services for both retail and institutional clients, including equity and corporate debt sales, private placements, and underwriting services.
FINRA emphasized that maintaining net capital and a robust supervisory system is critical to ensuring financial stability and investor protection.
Disclaimer:
The views in this article only represent the author's personal views, and do not constitute investment advice on this platform. This platform does not guarantee the accuracy, completeness and timeliness of the information in the article, and will not be liable for any loss caused by the use of or reliance on the information in the article.
Further Reading
Dbinvesting Exposed: Inside the Shocking Fund Scam Allegations Traders Can’t Ignore
Has Dbinvesting failed to honor your fund withdrawal requests? Did you notice that the broker remained fine when you were losing and turned worse as your numbers gained on the Dbinvesting login? Did the broker wipe out your profits and block your trading account? Many such allegations from users across India, the US and other regions have become headlines on broker review platforms such as WikiFX. To make it comprehensive, we have prepared an in-depth investigation report into user allegations, the company’s products and services, and, importantly, regulatory status, in this Dbinvesting review article.
Original
Top 5 Reasons Why Rupee Slips Below 95 Twice in 2026
Times are tough for the rupee as it again slipped to 95 against the USD towards the end of April 2026 after some gains due to the RBI-led interventions early this month. The depreciation is largely attributable to surging crude oil prices. The prices climbed to their 3-year high over the US-Iran conflict. On April 30, 2026, the rupee opened at 95.02 mark against the USD, sliding 0.2% from its previous day’s ending at 94.84 against the greenback. As the day progressed, it slipped further to a new record low of 95.32 against the USD, beating the earlier fall of 95.22 in March 2026.
Original
AssetsFX Safety Review: Understanding the Warning Signs and User Concerns
When you ask, "Is AssetsFX legit?", you're asking an important question about keeping your funds safe. After looking at all the available information, the answer is concerning: AssetsFX shows serious risks that traders should worry about. Our research found multiple problems that can't be overlooked. WikiFX, a website that checks brokers worldwide, gives AssetsFX only 2.44 points out of 10. They also warn users: "Low score, please stay away!" This very low rating isn't random. It comes from two main problems: the company doesn't have proper licenses from respected authorities, and many users have complained about losing funds. This article will explain the evidence behind this rating, giving you the facts you need to make a smart choice and protect your investments.
Original
WikiFX Broker
Latest News
GameStop makes $55.5bn takeover offer for eBay
WikiFXCollapsed CFD Broker Director Pleads Guilty to Misusing $490K Client Funds
WikiFXNew trojan campaigns attack hundreds of crypto wallets and banking apps
WikiFXRobert Dunlap Sentenced To 23 Years For Meta 1 Coin Crypto Scam
WikiFXCurrency Calculator
USD
CNY
Current Rate:0
Enter amount
USD
Redeemable Amount
CNY
Calculate 